CENTRAL PROMOTIONAL REGISTER


The Central Promotional Register is a section in the Recruitment Unit for Selection and Hiring (RUSH) responsible for the internal promotional recruitment of covered Correctional and Community Correctional job classifications.  Apply for internal jobs with ADC at azstatejobs.gov/internal

2006 Tentative Internal Announcement Dates (Schedule)
How to Apply On-Line
Promotional Process Review Recommendations  (Word Document - PDF Document)
Selection Tests (What are they?)
Taking the Written Exam
Department Policies to Study for the Written Exam
Reference Books for Supervision and Management
Reference Books for Writing Skills
How to Prepare for Your Oral Board Interview
What is an In-basket Exercise?


CORRECTIONAL SECURITY SERIES CORRECTIONAL PROGRAM SERIES COMMUNITY CORRECTIONAL SERIES (Parole)
Correctional Sergeant Correctional Officer III Community Correctional Officer
Correctional Lieutenant Correctional Officer IV Community Correctional Officer Senior
Correctional Captain -- Community Correctional Officer Supervisor


SELECTION TESTS
What are they?



Table of Contents

1 What are they?
2 How are they developed?
3 What are their benefits?
4 What does my test score mean?
5 How can improve my test score?















A selection test is
targeted for a specific
job or part of a job.

A selection test is a standardized method for assessing the amount of job-related knowledge, skill, and ability that a person possesses. The person (the job applicant) is assigned a score based on performance on the testing procedure. The assessed knowledge, skill, and ability are those that are important for performing the job.

A selection test is usually not a general test of intelligence or aptitude. A selection test is targeted for a specific job or part of a job. A test for the job of a maintenance mechanic may be entirely different from a test for an accounting technician. These jobs require different sets of knowledge, skill, and ability.

One selection test may not cover all of the knowledge, skill, and ability required for a job. Therefore, often times, more than one test is used and scores are combined. The following are some examples of the common types of selection tests.

Work Sample Tests or Simulations: A test that asks the applicant to perform a simulated job task. A typing test is an example of this type of test.

Written Multiple Choice Tests: A test that asks the applicant to pick the best choice of four possible responses to a series of questions about job knowledge; such a test may be used for company procedures, technical procedures, or other types of job knowledge.

Oral Board Interviews: A test where a panel of interviewers asks questions about job-related situations or past behavior, in which standard scoring techniques are used.

Training and Experience Evaluations: A test where the applicant’s experience and education are assigned a score, based on the quality of their match with job tasks or job-related knowledge, skill, and ability.

Assessment Centers: A test where applicants perform exercises that simulate job tasks, usually supervisory or management tasks, such as group problem solving, handling performance problems, analyzing unit procedures or problems, presenting information, processing in-basket materials, etc. The applicant is observed by trained assessors who record and rate the applicant’s behavior.

 

How are they developed?

 

The job incumbents identify the
tasks that are most important for
job performance and the knowledge, skill, and ability required to perform
 the tasks.

 

 

 

 


Strengthening Public Safety in Our Communities through Excellence in Corrections

 

The first step in developing a selection test is to study the job for which the test will be used. The job must be studied to identify the knowledge, skill, and ability needed to perform the job tasks.

First, the test developer collects preliminary information about the job. This can include interviewing job incumbents, reading job and position description documents, observing workers performing their jobs, conducting group interviews, or using other sources of information about the job. The purpose of this initial information gathering is to develop a list of job tasks that are performed and a list of knowledge, skill, and ability required to perform the tasks.

After these lists are developed, the test developer typically conducts a survey of the job incumbents to have them review and evaluate the lists. The job incumbents identify the tasks that are most important for job performance and the knowledge, skill, and ability required to perform the tasks.

This process is called a job analysis, and it is sometimes completed well in advance of test development. Once the job analysis is completed, the test developer develops a test plan. The plan shows what knowledge, skill, and ability will be measured, and what selection procedures will be used. The test developer designs this plan to sample as closely as possible the knowledge, skill, and ability needed for the job. For example, for the job of a clerk typist, a typing test might be used to measure typing skills; a written, multiple-choice test might be used to measure knowledge of English grammar and punctuation; and an oral board interview might be used to measure public contact and interpersonal skills.

Once the test plan is developed, the test developer develops the actual test content. If a multiple-choice test is to be used, items may be written and/or reviewed by subject matter experts (job incumbents). Oral board questions, if used, are developed by job incumbents in sessions facilitated by the test developer. Care is taken in this process to make the tests developed as job-related as possible.

 

What are their benefits?
 

 

Frequently, hundreds of job
applications are received…
hiring persons and letting
them try a job for several
months is very expensive...

 

 

 

 

 

 

 

 

Selection tests help to minimize the favoritism that can occur in any organization.

There are several important benefits to using selection tests, both for the organization and for the job applicant.

It is often difficult to determine a person’s job skills before they begin a job. The best selection test would probably be to have a person actually perform a job, be observed by a trained rater, and receive an objective performance rating. However, organizations cannot hire everyone who applies for a job and try them out. Frequently, hundreds of job applications are received for a single job opening. In addition, hiring persons and letting them try a job for several months is very expensive to an organization, i.e., several persons may be dismissed, costly errors in job performance may be incurred, expensive job training may be invested, etc.

For these reasons, it is necessary for the organization to find a way to predict, as much as possible, which candidates will be successful performing a job before they are hired. One of the most common methods for making this assessment of a person is the traditional "unstructured" job interview. Unfortunately, much research indicates that this selection method does not reliably predict future job performance. Interviewers often ask different questions, and evaluate applicants using different standards. To control this problem, psychologists have researched and developed structured, objective selection tests. The types that are commonly used are listed earlier in this document.

Statistical studies support the superiority of selection tests over more subjective methods for predicting future job performance. So, what is the advantage? A valid test, used for a job classification with frequent hiring, will save the organization millions of dollars over its life by providing workers who are more productive.

What about the applicants? The applicants benefit from selection tests by having a fair assessment of their job qualifications and fair competition with other job applicants. Selection tests help to minimize the favoritism that can occur in any organization. In addition, by obtaining feedback about test scores, applicants can obtain valuable information to help plan their future development and training.

 

What does my test score mean?
 

 

 

 

 

 

If you did not pass the test, it does
 not necessarily mean that you are
not qualified to perform the job.

There are several items to consider when interpreting your test score.

Your test score reflects your job-related knowledge, skill, and ability at the present time; your score can improve with additional training, experience, or education.

A raw score that seems low may actually be a good score. You need to evaluate your score compared to the group of all persons who tested, and assess whether your score is below average, average, above average or high. Some tests are difficult, and a low raw score may still be above average when compared to the applicant group.

You need to determine what knowledge, skill, and ability your test score relates to. This is usually apparent from the content of the test. Your score may represent only your skills relating to part of the job. For example, your score may indicate you have a good knowledge of department policies, but it may not relate to your supervisory skills. Supervisory skills may be assessed with a different selection procedure and a different test score.

If you did not pass the test, it does not necessarily mean that you are not qualified to perform the job. Frequently, passing points on examinations are based on the number of anticipated openings and the number of applicants needed to fill these openings. When large numbers of applicants apply, the passing point may be quite high and preference is given to the most highly qualified. Although you did not pass, you may still be able to perform the job at an acceptable level.

The test score you received is the "best estimate" of your job-related knowledge, skill, and ability. It is an estimate and not every test score will accurately reflect your skills. For example, if you were very fatigued when taking the test, due to studying all night, or for other reasons, your score may be lower than your actual level of skill. Or, if you have never taken a test before, lack of "practice" taking tests may affect, to some degree, your test performance.

 

How can I improve my test score?

 

 

 

 

 

Arizona Department of Corrections
Agency Value: Prizing staff as our most valuable resource.

 

If you have taken a selection test and wish to improve your score, here are some tips that may be helpful:

  1. Learn everything you can about the position you want.

  2. Take specific classes to develop knowledge and ability (classes in supervision, inmate management, crisis intervention, etc.).

  3. Read reference materials about the subject matter (supervision, communication, professional, occupational books, etc.).

  4. Volunteer for projects related to the target job (temporary supervision, policy development, etc.).

  5. Talk with individuals in the target job in order to gain more details and insight about the position.

  6. Try to envision the tasks that a typical employee in the target job actually performs.

  7. Study the Department's written instructions, particularly those that relate to the responsibilities of the target job.

  8. Review the study guide materials provided for the written test or any relevant materials in the resource library at your institution, if available.

  9. Compose and answer some interview questions you might expect.

  10. Read books about test taking skills to familiarize yourself with the type of test you will be taking.

  11. Obtain feedback about your test score so that you know the areas where additional training may help.

Central promotional Register is dedicated to providing the best possible selection tests and fair and equitable selection procedures. It is our mission to provide a productive workforce while providing an objective and impartial selection and promotional system. We welcome feed back about our selection processes, and we encourage applicants to review the results of their testing efforts.


TAKING THE WRITTEN EXAM

  • Read or study posted study references or resources, including the sections on Selection Tests, Taking the Written Exam, Preparing for the Oral Board Interview, Department Policies to Study for the Written Exam, and relevant reference books on supervision, management, and writing skills.

  • Listen attentively and/or read carefully the directions for taking the test. Follow those directions exactly.

  • Remember that all questions will be weighted equally, and there is no penalty for guessing.

  • Make no stray marks or multiple marks for a question on the answer sheet. The answer sheets are scanned electronically and stray or multiple marks can result in a question being counted wrong.

  • Put yourself in the best possible physical and mental shape for taking the test. Fatigue resulting from all-night cram sessions is a heavy obstacle or setback and stimulants do not completely offset such fatigue.

  • Study for the examination over a prolonged period of time. Do not cram shortly before the examination date.

  • Pace yourself during the examination so that you have time to respond to all the test questions. Do not puzzle too long over a difficult question.

  • Attempt to answer all questions, even those that you have only a slight basis for answering (there is no penalty for guessing).

  • Check frequently to assure that the answer you marked on your answer sheet indicates the response that you intended to mark.

  • Take time to reread the questions and your answers, to check for any careless mistakes that you may have made. Your first answer is not necessarily your best response.

  • If you experience test anxiety, study effectively and completely. Read books, if necessary, relating to study techniques. The best cure for test anxiety is effective preparation.


 

DEPARTMENT POLICIES TO STUDY FOR THE WRITTEN EXAM

CORRECTIONAL SERGEANT

Director’s Instructions:
DI – 6, Inmate Discipline
DI – 67, Protective Segregation
Department Orders:
"Restricted sections are available on the department's internal website (intranet) or from institutional department manuals."

105, Information Reporting
501, Employee Professionalism, Ethics, and Conduct
503, Employee Grooming and Dress
508, Employee Discipline
517, Employee Grievances
601, Administrative Investigations
701, Inmate Accountability
703, Security/Facility Inspections
704, Inmate Grooming and Identification
705, Inmate Transportation
706, Incident Management
707, Inmate Escape Prevention/Response
708, Searches
802, Inmate Grievance System
804, Inmate Behavior Control

CORRECTIONAL LIEUTENANT

Director’s Instructions:
DI – 6, Inmate Discipline
DI – 67, Protective Segregation
Department Orders:
"Restricted sections are available on the department's internal website (intranet) or from institutional department manuals."

105, Information Reporting
501, Employee Professionalism, Ethics, and Conduct
503, Employee Grooming and Dress
508, Employee Discipline
517, Employee Grievances
601, Administrative Investigations
701, Inmate Accountability
703, Security/Facility Inspections
704, Inmate Grooming and Identification
705, Inmate Transportation
706, Incident Management
707, Inmate Escape Prevention/Response
708, Searches
802, Inmate Grievance System
804, Inmate Behavior Control

CORRECTIONAL CAPTAIN

Director’s Instructions:
DI – 6, Inmate Discipline System
DI – 67, Protective Segregation
Department Orders:
"Restricted sections are available on the department's internal website (intranet) or from institutional department manuals."

105, Information Reporting
501, Employee Professionalism, Ethics, and Conduct
508, Employee Discipline
510, Firearms Qualification
601, Administrative Investigations
702, Key Control
703, Security/Facility Inspections
705, Inmate Transportation
706, Incident Management
707, Inmate Escape Prevention/Response
708, Searches
712, Tools and Restricted Product Control
804, Inmate Behavior Control

CORRECTIONAL OFFICER III

Director’s Instructions:

DI 125--Protective Segregation
DI 141--Sex Offender Definition
DI 175--Separation of Inmates
DI 232--Inmate Classification
DI 233--Inmate Disciplinary System
Department Orders:
501, Employee Professionalism, Ethics, and Conduct
802, Inmate Grievance System
915, Inmate Phone Calls
916, Staff-Inmate Communications
1001, Inmate Release System
1002, Inmate Release Eligibility System
1005, Emergency Inmate Escorted Visit

CORRECTIONAL OFFICER IV

Director’s Instructions:
DI-067, Protective Segregation
DI-125, Protective Segregation
DI-141, Sex Offender Definition
DI-175, Separation of Inmates
DI-205, Responding to Inmate Family and Friends
DI-219, Drug Offender-Transition Program Release
DI–232, Inmate Classification System
DI-233, Inmate Disciplinary System
Department Orders:
Restricted sections are available on the department's internal website (intranet) or from institutional department manuals.

105, Information Reporting
501, Employee Professionalism, Ethics, and Conduct
503, Employee Grooming and Dress
508, Employee Discipline
517, Employee Grievances
601, Administrative Investigations
706, Incident Management
802, Inmate Grievance System
902, Inmate Legal Access to the Courts
915, Inmate Phone Calls
916, Staff-Inmate Communications
1001, Inmate Release System
1002, Inmate Release Eligibility System
1005, Emergency Inmate Escorted Visit

COMMUNITY CORRECTIONAL OFFICER (Parole Officer)

The current written exam for the position of the Community Correctional Officer is not based on Department Orders or Director’s Instructions; instead the content of the written exam is reading comprehension, situational reasoning, human relations, and grammar skills. Internal promotional applicants may benefit in their new assignment by reviewing relevant Community Corrections Division policies as listed below.

DEPARTMENT ORDER
1001 Inmate Release System
TECHNICAL MANUAL
1002 Inmate Release Eligibility System
1003 Community Supervision
1004 Inmate Transfer System
1005 Emergency Inmate Escorted Visit
1006 Community Correctional Center - Placement/Removal

COMMUNITY CORRECTIONAL OFFICER SENIOR
Oral Board Only

COMMUNITY CORRECTIONAL OFFICER SUPERVISOR
Oral Board Only


REFERENCE BOOKS FOR SUPERVISION AND MANAGEMENT

The following reference books on first-line supervision and higher levels of supervision and management may be helpful for you to prepare for your examinations and for your supervisory or manager position. Although the written examination will not be based on these source materials, these materials may be helpful to prepare for your promotional position and may assist you in your training and development.

Staff Supervision Made Easy, Scott D. Hutton, Ph.D., American Correctional Association (ACA), May 1998.

  • Description: "Quality leadership skills are acquired through learning and applying the basics fundamentals of supervision. Staff Supervision Made Easy provides a hands-on approach to mastering the skills needed in correctional supervision. Hutton examines the styles, traits, and principles of effective leadership, meeting supervisory challenges, handling discipline and grievances, evaluating employees, hiring qualified staff, knowing the law, and dealing with policies and procedures."

Supervision: A Handbook for Success, Ida M. Halasz, American Correctional Association (ACA), 1998.

  • Description: "Supervision: A Handbook for Success is designed to be an integral resource for the new leader, as well as the established commander. New supervisor will receive the background needed to create their own style and methods for leadership. For the seasoned correctional leader, new approaches and ideas are presented to help refine your management style. Topics covered in this book include: mastering leadership skills, managing time and change, communicating effectively with staff, and understanding the needs of your institution and employees."

You may wish to order these reference books from the American Correctional Association by calling 1-800-222-5646 ext. 1860 (Customer Service) or press "0" for operator assistance. You can also log onto www.aca.org and order.

The National Institute of Corrections provides corrections agencies with training and development, including information services and other resources to assist with your career development. You can log onto www.nicic.org for your self-development.

The following additional reference books deal with general management and leadership principles and are available for check out from most institutions’ training libraries (the number of copies in your training library is limited). These reference books are relevant to first-line supervision and higher levels of supervision and management. Your institution may also carry an assortment of training videos, as well as other resource materials that you can use to increase your knowledge and assist you with developing your supervisory and management skills. These reference books may also be available in paperback or hardcover format from your local library or your local bookstore.

The 7 Habits of Highly Effective People, Stephen R. Covey, Simon & Schuster, 1990.

The One Minute Manager, Kenneth Blanchard, Ph.D., and Spencer Johnson, M.D., The Berkley Publishing Group, October 1983.

Putting the One Minute Manager to Work, Kenneth Blanchard, Ph.D. and Robert Lorber, Ph.D., The Berkley Publishing Group, 1985.

Leadership and the One Minute Manager, Kenneth Blanchard, Ph.D., Patricia Zigarmi, Ed.D., and Drea Zigarmi, Ed.D., William Morrow and Company, Inc., 1985.

Who Moved My Cheese?, Spencer Johnson, M.D., G.P. Putnam’s Sons, 1998.

If You Haven’t Got the Time To Do It Right, When Will You Find the Time To Do It Over?, Jeffrey J. Mayer, Simon & Schuster, 1990.

Leadership Secrets of Attila the Hun, Wess Roberts, Ph.D., Warner Books, Inc., 1989.


 

REFERENCE BOOKS FOR WRITING SKILLS

Most reference books on grammar and punctuation may be used to prepare for the test section for writing skills. Review the books that may be available in paperback in your local bookstore, and select one that you are comfortable with. The references listed below are books that may be helpful. The first chapter, "Elementary Rules of Usage," by Strunk and White, covers many of the topics in the test section for writing skills. The books listed below are references only and questions may not be taken directly from these sources; however, they do cover many of the topics and rules that may apply to the test questions. Books on grammar and punctuation may also be available from your institution’s training library.

  • The Elements of Style by Strunk and White.
  • Write Right by Jan Venolia.
  • Punctuation for Review and Reference by Edward Voeller.
  • Other basic grammar reference manual or book.
Preparing for Your Oral Board Interview
 

Table of Contents

1. Introduction
2. How to Prepare for your Oral Board Interview
3. What to Expect at an Oral  Board
4. How to Answer the Questions
5. Expect Two Kinds of Questions
6. Examples of How to Answer a
    Question
7. Remember

 

 

"Learn everything you can about the position you want."

 

 

 

 

"If you are applying for a promotional position, study the department’s written instructions that relate to the target job."

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


The chair asks if the candidate requests exclusion of a panel member because of a conflict of interest.

 

 

 

 

 

 

 

 

 

 

You usually told the time limit for the interview (about 30 minutes) and the number of questions (most commonly six).

 

 

 

 

 

 

 

 

 

 

 

 


"Be clear and concise, but provide detailed answers that are as complete as possible."

 

 

 

 

 

 

 

"Cover all the steps you would follow, methods you would use, and actions you would take. Don’t skip something because it is too obvious."

 

 

 

 

 



"Always re-examine a question to determine exactly what is being asked."

 

 

 

 

 

 

 

 

 

 

 

 

 

"…remember, to follow these
three basic steps:
(1) develop your job knowledge;
(2) familiarize yourself with the oral board process; and
(3) practice…."

 

Central Promotional Register

CPR Phone:
602-771-2100 ext. 229, 207, or 204

CPR Fax:
602-364-0555

Remember:
Check the CPR Annual Tentative Schedule for Statewide Announcements and Testing Dates

Introduction
The purpose of this publication is to help you prepare for taking an oral board interview (also called a screening panel interview) for the Arizona Department of Corrections. The following three steps are important for your preparation:

  1. Develop your job knowledge and skill, so you are well qualified for the job;

  2. Familiarize yourself with how an oral board is conducted; and

  3. Practice your interviewing skills

A careful review of the information provided in this publication will assist you in completing your interview.

How to Prepare for Your Oral Board

  1. Learn everything you can about the position you want.

  2. Take specific classes to develop knowledge and ability (classes in supervision, inmate management, crisis intervention, professional development, criminal justice, etc.).

  3. Read reference materials about the subject matter (supervision, communication, professional, occupational books, etc.).

  4. Volunteer for work in your present job that is similar to the target job (temporary supervision, administrative work, special projects, etc.).

  5. Talk with individuals in the target job in order to gain more details and insight about the position.

  6. Try to envision the tasks that a typical employee in the target job actually performs.

  7. If you are applying for a promotional position, study the department’s written instructions that relate to the target job.

  8. Compose and answer some interview questions you might expect.

  9. Practice with others, try using a tape recorder, or practice in front of a mirror.

  10. Read books or articles on behavioral interviewing.

  11. Take classes that will assist you in completing an interview (interviewing techniques, communication, presentation skills, etc.).

What to Expect at an Oral Board

Below is a general outline of how oral boards may be conducted. Each board is different, and all the items listed may not apply at every board.

  1. When you arrive for your interview, there may be an information sheet provided for candidates in the waiting area explaining such details as who is on the board.

  2. Board members will probably refrain from casual or friendly conversation with candidates during and between interviews.

  3. You may be asked to show a picture I.D. for identification.

  4. If there are distractions in the interview room, such as noise or an uncomfortable temperature, you should say so immediately.

  5. The board consists of the chairperson and usually three other board members, who are at least one grade higher than the position being filled. The members will introduce themselves, even if they already know the interviewee, and the board usually sits across the table from the candidate.

  6. The chair asks if the candidate requests exclusion of a panel member because of a conflict of interest. A panel member is automatically excluded when he or she:

  • Has directly supervised the applicant within one year prior to the interview.

  • Has been directly involved in a disciplinary action recommended or taken against the candidate.

  • Has a personal friendship with or is related to the candidate.

[Note: Either the interviewee or a board member may request exclusion for other reasons.]

7.   You are usually told the time limit for the interview (about 30 minutes) and the number of questions (most commonly six). A copy of the questions may be provided for you to read along as each question is read aloud to you. You   may not make any written notes during the interview.

8.    The board members take detailed written notes. The board members are trained to remain impartial toward candidates. They usually refrain from nodding, smiling, or providing other feedback. There may be little or no eye contact because they will be busy taking notes.

  9.    When the candidate appears to have finished answering a question, the panel member who asked that question usually says, "Are you ready for the next question?"

10.    The questioning continues in this fashion until the last (usually the sixth) question is finished. You have approximately five minutes to answer each question, and there is no time limit on any single question.

11.    After the last question, the panel member says, "Thank you." If the interview has not taken up all the time allowed, the chairperson may ask if the candidate wants to add to the answer to any question.

12.    The chairperson then closes the interview and excuses the candidate.

How to Answer the Questions

  1. Be clear and concise, but provide detailed answers that are as complete as possible. You may take a few moments to collect your thoughts in silence before you begin each response. Do not be afraid of silence.

  2. You may be scored on your overall communication skills, so be aware of such things as tone of voice, grammar, clarity, rate of speech, and the organization of your answer. Remember, you have about FIVE MINUTES TO ANSWER EACH QUESTION, although there is no time limit on any one question. Slow down and take your time.

  3. Cover all the steps you would follow, methods you would use, and actions you would take. Don't skip something because it seems too simple or obvious. Talk as if you are addressing people who know nothing about Corrections, and, that way, you will be more likely to include details and explanations. For promotional positions in the security series, include answers that apply in most or all security-level institutions.

  4. When questions relate to Department Orders, be sure your answers are consistent with the Orders.

For many questions, it is important to discuss more than just the steps required by Department Orders or written instructions. You could include administrative (task-related) behavior and techniques; supervisory methods you would use; and interpersonal (people-related) explanations and ideas, i.e., how you would deal with people, if relevant. Discuss what you've learned from experience and judgment, as well as technical job knowledge.

Expect Two Kinds of Questions

Type One:

"What would you do if...?" In other words, how would you respond to a specific job-related situation? An example would be, "How would you deal with a subordinate who is continually twenty minutes late to work?" In some cases, how you would handle a situation depends somewhat on what you discover as you deal with the situation. Thus you might say, "If I discover such-and-such, then I would...." Remember to include factors that could apply to all the institutions, not just the one where you presently work.

Type Two:

"Tell us about a time when you...and describe what you did." This type might also be stated as, "Give an example of a situation when...and list the steps involved." For instance, "Tell us about a time when you had to write a report, and describe what you did."

Remember, points are given for separate factors or individual ideas in the answer that are judged to be examples of effective behavior based on standards established by persons with experience in the job. How many ideas can you count in your answer? Make sure the factors actually answer the question, such as listing specific steps you would follow, specific methods you would use, and specific actions you would take. An answer such as, "I'm pretty good at this," does not provide a description of "what you did" or "what you would do."

Examples of How to Answer a Question

The question is, "Describe a report you have written, and list the steps you followed."

An answer that scores few points:

"I'm pretty good at writing, since I've always liked to read better than to watch TV or do a lot of sports, for example. I think I do a pretty good job, because I get good feedback on my work. In fact, I often am singled out for extra assignments, or I'm asked to help others or to check their finished product. Writing is part of the reason I like this job, and that I think I'd be good at the new position. I'm a whiz at spelling especially; I recheck anything doubtful with a dictionary, since I don't have a spell check like I do at home. You can bet I'd do a fine job. This is an area where I really shine. It's just something I've always been good at. I don't want to brag, but I have a natural ability, and I've done whatever I could to develop it."

Was an example given? No, so very few points may be awarded.

Now, count the separate ideas or factors:

Factors:

1. Recheck for spelling errors.

No other factors (specific steps, methods, or actions) were presented to actually describe what was done. Instead the answer was, "I'm pretty good...I've always liked...I get good feedback," and so forth. These responses do not describe how a report was written. They do not list any of the steps, methods, or actions. Always re-examine a question to determine exactly what is being asked. Such responses as, "I'm often singled out," or, "Writing is part of the reason I like this job," or, "It's just something I've always been good at," do little to contribute to the response. In the example above, if the applicant did have experience or skill in writing a report, the applicant may benefit by learning how to provide an answer like the one below.

An answer that scores many points:

"Just last week I had to do a detailed report on some property damage. First, I always look for samples of reports previously done by other staff members. If you can find something pretty similar, you know the format and level of detail they want in the content. Then I did some simple research, which basically consisted of some price checking and talking with two or three people who were involved or knew about the situation. I paid careful attention to deadlines, as usual, so I got it in on time. I proof read it for typos, and I checked the spelling by using a dictionary. The grammar I'm not too great at, so I proof read the report again and checked it for grammar errors using a reference book. Finally, I asked for some feedback on the finished product, and my supervisor pointed out a couple of things I could change next time. I'm always trying to improve. I think that pretty well describes how I do these reports."

Was an example given? Yes, a "property damage report" was the example.

Now, count the separate ideas or factors:

  1. Obtained samples for format and content.
  2. Did research.
  3. Interviewed other staff.
  4. Watched and complied with due dates.
  5. Proof read.
  6. Checked spelling.
  7. Checked grammar using a reference book.
  8. Sought feedback on writing.

NOTE: "I'm always trying to improve," is a response that receives no points in this example. It does not describe the specific steps, methods, or actions taken. Because it is a very general statement, it is unlikely that it would meet any of the standards for effective behavior.

This question might also be written as, "What would you do if you had to write a report at ADC? Describe the steps you would take."

Remember

In your preparation for the oral board interview, remember to follow these three basic steps: (1) develop your job knowledge and skill; (2) familiarize yourself with the oral board process; and (3) practice your interviewing skills.

Expect surprises! There will always be questions you did not anticipate. Don't become nervous or apprehensive; take your time and do the best you can. You can score well on these boards without having perfect answers. Afterwards, you will often think, "Here's what I should have said!" Slow down and try to remain calm during the interview. You may use the entire time allowed, so, if necessary, just ask for a few minutes to think about some of the questions.

After your interview, respect and protect the oral board process. Don't discuss the questions, don't ask others about them, and don't listen to others discuss the interview. If you violate this confidentiality, you may face disciplinary action, up to and including dismissal. In the event that the oral board is compromised, it may have to be redone.


What is an in-basket exercise?

 

An in-basket exercise assesses a candidate's ability to perform a manager’s job from an administrative perspective.  In the exercise, the candidate is confronted with issues and problems that have accumulated in the manager’s “in-basket” after returning to work from an extended absence.  A sample of in-basket items might include memos, correspondence, e-mails, directives, requests, reports, forms, messages, minutes, hand-written notes, etc., from management, supervisors, staff members, inmates, and other stakeholders.  The candidate's task is to review the in-basket items and then take action on these varied issues and problems using action forms to record notes, comments, and responses.  These actions are then assessed and rated based on job related competencies through a formal question and answer session by a group of trained raters.  Standardized criteria and predefined rating scales are used to assess the candidate.

 

What does an in-basket exercise measure?

 

The in-basket exercise measures administrative skills that are critical for effective performance in supervisory and managerial jobs. 

 

The in-basket is a standardized, behaviorally based exercise. Multiple trained raters assess and score candidates according to defined competencies of performance specific to the in-basket exercise.  After each candidate completes the in-basket exercise, a group of trained raters conduct a question and answer session with the candidate to assess performance on the exercise using a set of predefined rating scales based on job related competencies (e.g., planning and evaluating, problem solving and decision making, etc.).  The end product of the in-basket exercise is that each candidate receives a combined score from multiple raters based on standardized criteria.

 

The in-basket exercise is designed to test the candidate’s adaptive thinking, problem analysis, judgment, administrative abilities, planning, organizing, delegating, and integrative skills while under pressure dealing with memos, e-mails, requests, messages, handwritten notes, etc.

 

What competencies are measured in the in-basket exercise?

 

Like all tests, the in-basket exercise measure certain attributes or qualities. These attributes or qualities are commonly referred to as competencies.

 

To provide an example, all competencies have both a title (e.g., oral communication) and a definition (e.g., ability to communicate orally in clear, understandable, and polite tones at the level of the listener giving clear instructions and detailed information).  The definition will list behaviors appropriate for that competency based on a job analysis.  Some examples of common oral communication behaviors expected are listed as follows: clear and easy to understand, speaking at the level of the listener; fluent and articulate, without frequent pauses; spoke at an appropriate rate (not too fast or slow); information was in a logical order; volume of voice was appropriate, and used appropriate inflection to emphasize main points, etc.

 

In any given in-basket exercise, various definitions may be combined or modified. While the exact competencies will vary, the following competencies will be tested in the in-basket exercise:

 

Ø      Planning and Evaluating:  Organizes work, sets priorities, determines resource requirements; determines objectives and strategies to achieve them; monitors and evaluates progress against goals.

Ø      Problem Solving and Decision Making (judgment):  Identifies problems; gathers, interprets, and evaluates information to determine its accuracy and relevance; generates and evaluates alternatives; makes sound and well-informed decisions; and commits to action to accomplish organizational goals.

Ø      Managing and Organizing Information:  Identifies need for information; analyzes and interprets data in complex situations involving conflicting demands, needs, and priorities; determines its importance, accuracy, and communicates it by a variety of methods.

Ø      Self-Management (initiative):   Show initiatives; sets well-defined and realistic personal goals; monitors progress and is motivated to achieve; manages own time and deals with stress effectively.

 

How is an in-basket exercise developed?

 

Development of an in-basket exercise is a very expensive and time consuming process.  The following is a typical way an in-basket exercise is developed.

 

Identify critical job tasks and competencies

 

  • Job analysis

  • Training Bureau’s core competencies

  • Job code specifications (state job descriptions identifying knowledge, skills, and abilities)

  • ADC position description questionnaires (PDQs)

  • Subject matter expert (SME) development sessions, e.g., input, discussions, data collection, item development, review, feedback, etc.

 

Collect source materials

 

  • Variety of documents from all levels and locations

  • Related to competencies:  problem solving, planning, evaluating, delegating, etc.

  • Kinds of information to collect: memos, reports, messages, e-mails, calendars, forms, organizational charts, policies, news articles, plans, staff schedules, training schedules, requests, flyers, etc.

 

Develop/write the scenario

 

  • Information about position, issues, timeframes, etc.

  • Set-up organizational charts for use in the in-basket

  • Calendars for scheduling, planning, etc.

 

 

Develop document pool

 

  • Reports, e-mails, memos, incident reports, phone messages, etc.

  • Information from multiple sources (all levels and locations)

  • Representative sample of issues dealt with across locations

  • Ideas about what is the same, what is different across the job class (by level, by geography, etc.)

  • Actual documents related to real events that demonstrate the competencies

  • Participation from the field subject matter experts

 

Conduct first SME session

 

  • Introduction to the in-basket

  • Competency review

  • Individual review of scenario and documents

  • Individual evaluation of scenario and documents

  • Group review and evaluation of documents

  • Solicitation of competency-based responses to documents

 

Select documents and prepare item development plan

 

  • Revise documents based on SME consensus and group discussion

  • Revisions consistent with the evaluation criteria (more job-related, clearer, more accurate, formatted correctly, etc.)

  • Responses now can be focused on competency-based issues

  • “Clean” documents--formatted appropriately, technically correct, and job-related

  • Competency-based reactions to each document provides justification for writing items, response options, and justification for each

 

Write items and conduct internal technical review 

 

  • Prepare item development plan (e.g., item writing, items linked to competencies, etc.)   

  • Write items (questions)

  • Conduct internal technical review (e.g., some items deal with multiple documents, equal number of items across competencies, etc.)      

 

Conduct second SME session

 

  • Review competencies and definitions

  • Review in-basket scenario and documents

  • Individual and group evaluation of scenario and documents

  • Review of questions, response options, and justifications

  • Evaluate items (questions)

  • Determine or verify key(s) for items

  • Suggest revisions to items/documents as needed

  • Review assessment materials (e.g., applicant instructions, etc.)

 

Pre-test the in-basket exercise

 

  • Plan and schedule raters and test subjects

  • Conduct an actual in-basket simulation

  • Record results and feedback

 

Refine and conduct final review

 

  • Adjust and refine in-basket exercise

  • Conduct final review

  • Proofread in-basket materials   

  • Print in-basket exercise

 

Prepare test documentation file

 

  • Prepare and document in-basket development process